Workshop on Risk Management and Corporate Control for Senior Executives

Workshop on Risk Management and Corporate Control for Senior Executives


After attending this workshop, you will be able to:

  • Understand underlying concepts of Internal Control and its relationship with Risk Management
  • Tackle with challenges in implementing a Risk Management Framework and Risk-based internal audit process
  • Review the current thinking and key concepts in Corporate Control as well as the role of audit committees in relation to Governance Codes
  • Implement and evaluate world-class internal audit practice
  • Identify forward-looking approaches and practices to integrate risk management and internal audit in organisations

Date & Time

Monday, 25 October 2021
9:00 am – 5:00 pm


Online via Zoom


Part I Internal Controls Frameworks

  • Overview of theory, systems and Frameworks & the link with risk management
  • Risk Management and Internal Control frameworks
  • Role of Internal Audit & Assurance Services

Part II Internal Controls in Practice

  • What happens when the internal control system fails & the Importance of Risk management
  • Role of soft controls
  • Maturity levels of risk management
  • Ethics & culture
  • Cost-effective approach to internal control
  • Continuous improvement approach
  • Internal Control Stakeholders

Part III Internal Audit & Board Control

  • Understanding the Role of IA & the Audit Committee in ERM
  • What is Modern Internal Auditing?
  • Audit Planning & Risk-based roadmap
  • Internal Audit & ERM
  • Audit Committee & IA Quality Reviews (including the section C.2 of Code of Corporate Governance Practices and Associated Listing Rules in Hong Kong
  • IA VS Risk Management Function

Workshop Leader

Dr Jean-Yves LE CORRE

  • PhD (Business Administration), Bulacan State University
  • MS (Management), University of London
  • MA (Auditing & Consulting), ESCP Europe School of Management
  • BS (Information Systems Engineering), University of Lorraine
  • Certified Internal Auditor (CLA)

Dr Jean-Yves LE CORRE is a scholarly practitioner who holds a faculty position in the International
Business School at Xi’an Jiaotong Liverpool University in Suzhou (China). Previously he held audit,
finance, and consulting positions in multinational corporations and provided education-related
services to executive education providers across East Asia. His research interests cover managerial
control models and performance management frameworks in multicultural global contexts.

Information at a Glance


Commencement Date:

Tuition fee for Members:


Tuition fee for Non-members:


Medium of Instruction:


Mode of Instruction:


Due to current COVID-19 situation, the mode of instruction might be changed from face-to-face to online teaching if necessary in the event that face-to-face classes cannot be held. The Association will contact the students concerned with details of such arrangements as necessary.



Course Details

Ms Kelly Chan
Phone: +852 2774 8552

General Enquiry / Course Enrolment / Membership Information

Phone: +852 2774 8500 or +852 2774 8501
Fax: 2365 1000

Payment Methods