简介
After attending this workshop, you will be able to:
- Understand underlying concepts of Internal Control and its relationship with Risk Management
- Tackle with challenges in implementing a Risk Management Framework and Risk-based internal audit process
- Review the current thinking and key concepts in Corporate Control as well as the role of audit committees in relation to Governance Codes
- Implement and evaluate world-class internal audit practice
- Identify forward-looking approaches and practices to integrate risk management and internal audit in organisations
Date & Time
Monday, 25 October 2021
9:00 am – 5:00 pm
Venue
Online via Zoom
Content
Part I Internal Controls Frameworks
- Overview of theory, systems and Frameworks & the link with risk management
- Risk Management and Internal Control frameworks
- Role of Internal Audit & Assurance Services
Part II Internal Controls in Practice
- What happens when the internal control system fails & the Importance of Risk management
- Role of soft controls
- Maturity levels of risk management
- Ethics & culture
- Cost-effective approach to internal control
- Continuous improvement approach
- Internal Control Stakeholders
Part III Internal Audit & Board Control
- Understanding the Role of IA & the Audit Committee in ERM
- What is Modern Internal Auditing?
- Audit Planning & Risk-based roadmap
- Internal Audit & ERM
- Audit Committee & IA Quality Reviews (including the section C.2 of Code of Corporate Governance Practices and Associated Listing Rules in Hong Kong
- IA VS Risk Management Function
Workshop Leader
Dr Jean-Yves LE CORRE
- PhD (Business Administration), Bulacan State University
- MS (Management), University of London
- MA (Auditing & Consulting), ESCP Europe School of Management
- BS (Information Systems Engineering), University of Lorraine
- Certified Internal Auditor (CLA)
Dr Jean-Yves LE CORRE is a scholarly practitioner who holds a faculty position in the International
Business School at Xi’an Jiaotong Liverpool University in Suzhou (China). Previously he held audit,
finance, and consulting positions in multinational corporations and provided education-related
services to executive education providers across East Asia. His research interests cover managerial
control models and performance management frameworks in multicultural global contexts.
资讯一览
查询
课程资料
电话: | 2774 8552 |
电邮: | kellychan@hkma.org.hk |
一般查询/课程报名/会员资讯
电话: | 2774 8500 或 2774 8501 |
电邮: | hkma@hkma.org.hk |
传真: | 2365 1000 |